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Alan Feldman
24 Years of Experience
1 DisclosureBroker
Alan Feldman is a registered investment advisor at Jefferies Investment Advisers LLC, based in New York, NY, with 24 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B
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Location
520 Madison Avenue, New York, NY, 10022
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Regulatory History (1)
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Employment Separation After Allegations
September 2019Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 2 yrs 11 mos
Jefferies LLCBroker
September 2019 - Present · 6 yrs 7 mos
Previous Registrations
Leucadia Asset Management LLC
August 2021 - August 2023 · 2 yrs
J.P. Morgan Securities LLCBroker
October 2001 - September 2019 · 17 yrs 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.