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Christopher Paine Spires

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
4,766 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$8.7B

Fee Structure

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Location

201 Mission Street, Suite 1825, San Francisco, CA, 94105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher owns Chris Spires Investments, LLC, a pass-through entity for receiving fee income from his RIA, dedicating minimal time. He is also dually-registered with Perigon Wealth Management and Purshe Kaplan Sterling Investments, Inc., and sells fixed/traditional insurance products through both, dedicating minimal time to each.

Employment History
Current Registrations
Perigon Wealth Management, LLC
December 2021 - Present · 4 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Lakeview Capital Partners, LLC
July 2013 - December 2021 · 8 yrs 5 mos
SA Stone Wealth Management INC.Broker
June 2013 - November 2021 · 8 yrs 5 mos
Lakeview Capital Management LLC
November 2010 - December 2013 · 3 yrs 1 mo
Triad Advisors, INC.Broker
January 2010 - July 2013 · 3 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2010 · 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2010 · 7 mos
Citigroup Global Markets INC.
June 2003 - June 2009 · 6 yrs
Citigroup Global Markets INC.Broker
June 2003 - June 2009 · 6 yrs
A. G. Edwards & Sons, INC.
March 2003 - July 2003 · 4 mos
A. G. Edwards & Sons, INC.Broker
December 1998 - July 2003 · 4 yrs 7 mos
State Registrations6 states
CAFLGANCSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.