Martin John Smith

21 Years of Experience

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Steele Capital Management, INC.

Compensation

Fee-Only (AUM)

Firm Size

13 advisors

Number of Clients

1,601 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$3.0B

Fee Structure

Financial Planning:Included in AUM fee

Location

1000 Jackson Street, Suite 201, Dubuque, IA, 52001

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Martin is a partner in Tenth Avenue, LLC dba Night Shift Commercial Cleaning since 2020, dedicating a few hours per week to oversight as a passive owner. He is also a partner in JMR Holdings, LLC since 2023, spending minimal time on oversight as a passive owner.

Employment History

Current Registrations

Steele Capital Management, INC.

July 2004 - Present · 21 yrs 7 mos

Previous Registrations

Monticello Investment Services, INC.

October 2009 - November 2010 · 1 yr 1 mo

Premier Equity Group, LLC

April 2005 - December 2006 · 1 yr 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.