AH
CFP
AH
CFP

Abraham Horowitz

27 Years of Experience
1 DisclosureBroker

Abraham Horowitz is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 27 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

8950 SW 74 Court, Suite 2005, Miami, FL, 33156

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Other Business Activities

Abraham owns and manages multiple rental properties in Florida and North Carolina, dedicating minimal time to each. He also teaches a financial responsibility course at a private high school, spending a few hours per week on this activity.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2020 - Present · 6 yrs 1 mo
Janney Montgomery Scott LLC
March 2020 - Present · 6 yrs 1 mo
Previous Registrations
Morgan Stanley
February 2011 - March 2020 · 9 yrs 1 mo
Morgan StanleyBroker
January 2011 - March 2020 · 9 yrs 2 mos
Raymond James & Associates, INC.
May 2001 - February 2011 · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
May 2001 - February 2011 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
October 2000 - May 2001 · 7 mos
Pruco Securities CorporationBroker
October 1998 - November 2000 · 2 yrs 1 mo
State Registrations16 states
AZCACOCTFLILMNNCNVNYOHPASCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Abraham Horowitz - Financial Advisor | TrueAdvisor