AH
CFP
AH
CFP

Abraham Paul Horowitz

27 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K
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Location

8950 SW 74 Court, Suite 2005, Miami, FL, 33156

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Other Business Activities

Abraham owns and manages multiple rental properties in Florida and North Carolina, dedicating minimal time to each. He also teaches a financial responsibility course at a private high school, spending a few hours per week on this activity.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2020 - Present · 5 yrs 11 mos
Janney Montgomery Scott LLC
March 2020 - Present · 5 yrs 11 mos
Previous Registrations
Morgan Stanley
February 2011 - March 2020 · 9 yrs 1 mo
Morgan StanleyBroker
January 2011 - March 2020 · 9 yrs 2 mos
Raymond James & Associates, INC.
May 2001 - February 2011 · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
May 2001 - February 2011 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
October 2000 - May 2001 · 7 mos
Pruco Securities CorporationBroker
October 1998 - November 2000 · 2 yrs 1 mo
State Registrations17 states
AZCACOCTFLILMAMNNCNVNYOHPASCTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.