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Eduardo Jose Pou Monagas

Npa Asset Management, LLC
26 Years of Experience
25 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Npa Asset Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,855 clients
Average Client Portfolio
$354K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Location

31 Calaf St, Hato Rey, PR, 00918

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History

Regulatory History (25)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2021
Settled
Customer Dispute
March 2020
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
June 2019
Settled
Customer Dispute
June 2019
Settled
Customer Dispute
April 2019
Settled
Customer Dispute
March 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
April 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
August 2016
Settled
Customer Dispute
December 2015
Settled
Customer Dispute
January 2012
Settled
Customer Dispute
September 2011
Settled
Customer Dispute
May 2010
Denied
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eduardo is an independent insurance agent working through various agencies.

Employment History
Current Registrations
Npa Asset Management, LLC
January 2018 - Present · 8 yrs 1 mo
Nationwide Planning Associates INC.Broker
September 2017 - Present · 8 yrs 5 mos
Previous Registrations
Npa Asset Management, LLC
September 2017 - December 2017 · 3 mos
Santander Securities
March 2010 - September 2017 · 7 yrs 6 mos
Santander Securities LLCBroker
July 2006 - September 2017 · 11 yrs 2 mos
Popular Securities, INC.Broker
May 2002 - July 2006 · 4 yrs 2 mos
UBS Painewebber Incorporated of Puerto RicoBroker
October 1999 - June 2002 · 2 yrs 8 mos
UBS Painewebber INC.Broker
October 1999 - June 2002 · 2 yrs 8 mos
State Registrations6 states
FLLAMIPRVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.