RE
CFP
RE
CFP

Richard Egan

23 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
162 clients
Average Client Portfolio
$623K average
Assets Under Management
$100.9M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10.0M - $50.0M0.25%
$50M+0.15%

Investment advisory fees are negotiable at our sole discretion. All clients do not pay the same fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1420 5th Ave, #2200, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is the lead guitarist and singer for a rock band called Goldbar since 2006. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Cadence Wealth Management, LLC
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Kibble & Prentice Holding Company
April 2010 - August 2011 · 1 yr 4 mos
Ra Bench, INC
September 2006 - March 2010 · 3 yrs 6 mos
Linsco/private Ledger CORP.
May 2004 - July 2005 · 1 yr 2 mos
Ws Griffith Securities, INC.
January 2001 - June 2004 · 3 yrs 5 mos
State Registrations2 states
AZWA
Advisor
Exams
No exam information available for this advisor.