DD
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Donald D Dalton

24 Years of Experience
2 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
50 advisors
Number of Clients
4,821 clients
Average Client Portfolio
$269K average
Assets Under Management
$1.3B

Fee Structure

Minimum Annual Fee:$90
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Location

Duxbury, MA

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History

Regulatory History (2)
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Customer Dispute
March 2024
Settled
Criminal
October 2022
Final Disposition
Other Business ActivitiesSells Insurance

Donald operates Dalton Wealth Group, offering wealth management and financial planning services, dedicating nearly full-time hours to this endeavor. He also works as an independent insurance broker since 2006 and is a Boston Alumni Chapter Leader for Niagara University, spending minimal time on the latter.

Employment History
Current Registrations
Consolidated Portfolio Review CORP
September 2025 - Present · 5 mos
Vanderbilt Securities, LLCBroker
August 2025 - Present · 6 mos
Previous Registrations
Spc
November 2024 - August 2025 · 9 mos
Parkland Securities, LLCBroker
October 2024 - August 2025 · 10 mos
Scf Investment Advisors, INC.
January 2023 - October 2024 · 1 yr 9 mos
Scf Securities, INC.Broker
October 2022 - October 2024 · 2 yrs
Keenan Financial
October 2021 - October 2022 · 1 yr
Ameriprise Financial Services, INC.
March 2012 - December 2012 · 9 mos
Ameriprise Financial Services, LLCBroker
January 2012 - October 2021 · 9 yrs 9 mos
Wells Fargo Advisors, LLCBroker
June 2007 - January 2012 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2004 - June 2007 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
July 2001 - May 2004 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
December 2000 - May 2001 · 5 mos
State Registrations10 states
CACTFLMANHNJNYOHUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.