James Alan Brauer

CFP

Ima Advisory Services, INC.

21 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Ima Advisory Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

1,111 clients

Average Client Portfolio

$2.8M average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$50K

Location

1705 17th Street, Suite 100, Denver, CO, 80202

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ima Advisory Services, INC.

January 2025 - Present · 1 yr 1 mo

Previous Registrations

Syntrinsic LLC

July 2023 - January 2025 · 1 yr 6 mos

Syntrinsic Investment Counsel, LLC.

May 2020 - December 2023 · 3 yrs 7 mos

Tiaa-Cref Individual & Institutional Services, LLCBroker

October 2019 - January 2020 · 3 mos

Advice and Planning Services

October 2019 - January 2020 · 3 mos

Tiaa-Cref Individual & Institutional Services, LLCBroker

May 2014 - January 2018 · 3 yrs 8 mos

Advice and Planning Services

April 2014 - January 2018 · 3 yrs 9 mos

Tiaa-Cref Advice and Planning Services

February 2006 - October 2012 · 6 yrs 8 mos

Tiaa-Cref Individual & Institutional Services, LLCBroker

January 2002 - October 2012 · 10 yrs 9 mos

Oppenheimerfunds Distributor, INC.Broker

October 1998 - May 2000 · 1 yr 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.