Andrew Stephen Mogol

Aegis Capital CORP.

14 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Aegis Capital CORP.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

94 advisors

Number of Clients

1,733 clients

Average Client Portfolio

$826K average

Assets Under Management

$1.4B

Fee Structure

Location

201 W. Padonia Rd., Suite 300, Timonium, MD, 21093

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History

Regulatory History (1)

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Employment Separation After Allegations

June 2024

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Other Business Activities

Andrew is a board member for Maryland Votes for Animals, Inc, a non-profit, spending minimal time outside business hours. He also owns rental properties through Royal Vagabond Partners, LLC, dedicating about 10-20% of his time to this investment-related activity.

Employment History

Current Registrations

Aegis Capital CORP.

July 2024 - Present · 1 yr 7 mos

Previous Registrations

Aegis Capital CORP.Broker

July 2024 - May 2025 · 10 mos

Morgan Stanley

August 2011 - June 2024 · 12 yrs 10 mos

Morgan StanleyBroker

July 2011 - June 2024 · 12 yrs 11 mos

State Registrations2 states

MDTX

Advisor

Exams

No exam information available for this advisor.