Samuel Winch is a registered investment advisor at Winch Financial, based in Appleton, WI, with 16 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 851 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Winch Financial offers investment management services where they manage your investments based on your individual needs. The annual fee is a percentage of the value of your portfolio, and the exact fee is agreed upon before you become a client. The fee generally ranges from 1.00% to 2.00% on the first $1 million and 0.50% to 0.99% on amounts over $1 million. Fees are billed quarterly in advance. There is a $500,000 preferred minimum for this service, but they may consider smaller amounts.
Location
424 East Wisconsin Avenue, Appleton, WI, 54911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samuel is the owner of The Lullabadeer, a music business, since 2004. He works as a musician, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Winch Financial
Previous Registrations
Woodbury Financial Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.