Brian Chi Wong

CFP · ChFC

Mariner Advisor Network

27 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management

Mariner Advisor Network

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

156 advisors

Number of Clients

16,313 clients

Average Client Portfolio

$520K average

Assets Under Management

$8.5B

Fee Structure

Minimum Investment:$5K

Location

1810 Gateway Drive, Suite 115, San Mateo, CA, 94404

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History

Regulatory History (1)

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Customer Dispute

June 2011

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brian is affiliated with Mariner Independent Advisor Network, LLC as an investment advisor representative, dedicating nearly full-time hours to this role. He also engages in non-variable insurance sales with CRUMP and Associates of Clifton Park, and owns multiple real estate rental properties, spending minimal time on each.

Employment History

Current Registrations

Mariner Advisor Network

November 2017 - Present · 8 yrs 3 mos

LPL Financial LLCBroker

November 2017 - Present · 8 yrs 3 mos

Previous Registrations

Waddell & Reed

December 1998 - November 2017 · 18 yrs 11 mos

Waddell & ReedBroker

November 1998 - November 2017 · 19 yrs

State Registrations12 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.