Brian Thomas
Brian Thomas is a registered investment advisor at Southland Equity Partners, LLC., based in Makawao, HI, with 27 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,696 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Southland Equity Partners offers investment management services on a fee-only basis. The fee is based on the market value of your investments at the end of the previous quarter. The fee may be paid by direct withdrawal from your account or by check or credit card. Transaction fees may be included in your advisory fee, or paid separately by you or Southland Equity Partners. You will also pay internal fees charged by mutual funds or exchange traded funds.
Location
Makawao, HI
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Regulatory History (1)
Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Brian is an independent insurance agent and owner of Fair Winds Wealth Management since 2011, where he manages client accounts full-time. He is also an advisor at Southland Equity Partners, managing fee-based client accounts, dedicating about a third of his time.
Employment History
Current Registrations
Southland Equity Partners, LLC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.