Scott Wallach is a registered investment advisor at Aurora Private Wealth, INC., based in Rockaway, NJ, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,843 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aurora Private Wealth's fees for investment management are typically based on a percentage of the assets they manage, ranging from 0.25% to 2.95% per year. The specific fee is determined by the advisor, considering factors like the complexity of your situation, the amount you invest, and the portfolio style. The fee is charged quarterly or monthly in advance, based on the market value of your investments. Fixed fees may be charged for model portfolio management, as negotiated on a case-by-case basis.
Location
100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866
Get directionsHistory
Regulatory History (4)
Regulatory
October 2017Employment Separation After Allegations
September 2017Customer Dispute
July 2016Customer Dispute
November 2010Other Business Activities
Scott is an Investment Advisor Representative (IAR) with Aurora Private Wealth, Inc. since 2017. He also spends minimal time on music production since 2020.
Employment History
Current Registrations
Aurora Private Wealth, INC.
Apw Capital, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Continental Broker-Dealer CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.