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AJ
AJ
Andrew Harris Jacobson
Steelpeak Wealth, LLC
27 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & Coaching
Tax Planning
Estate Planning
Investment Management
Retirement Planning
Steelpeak Wealth, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B
Fee Structure
Investment Management
Planning
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Location
21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
April 2008
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Steelpeak Wealth, LLC
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
Broker
November 2013 - September 2017 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
November 2013 - September 2017 · 3 yrs 10 mos
Morgan Stanley
June 2009 - December 2013 · 4 yrs 6 mos
Morgan Stanley
Broker
June 2009 - December 2013 · 4 yrs 6 mos
Citigroup Global Markets INC.
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.
Broker
March 2008 - June 2009 · 1 yr 3 mos
UBS Financial Services INC.
January 2005 - April 2008 · 3 yrs 3 mos
UBS Financial Services INC.
Broker
January 2005 - April 2008 · 3 yrs 3 mos
Morgan Stanley
December 1998 - February 2005 · 6 yrs 2 mos
Morgan Stanley Dw INC.
Broker
August 1998 - February 2005 · 6 yrs 6 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.