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Fernando Luis Monllor Arzola
Popular Securities, LLC
27 Years of Experience
7 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Education Planning
Popular Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
Monte Town Center, Carr 14 Km 6 Hm 0, Ponce, PR, 00780
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History
Regulatory History (7)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
July 2021
Final
Customer Dispute
August 2019
Settled
Customer Dispute
July 2016
Settled
Customer Dispute
June 2014
Settled
Customer Dispute
October 2008
Closed-No Action
Customer Dispute
August 2007
Denied
Customer Dispute
July 2004
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 12 yrs 8 mos
Popular Securities, LLC
Broker
September 1998 - Present · 27 yrs 5 mos
Previous Registrations
Popular Securities, INC.
August 2011 - February 2012 · 6 mos
State Registrations
3 states
FL
NJ
PR
Advisor
Broker
Both
Exams
No exam information available for this advisor.