Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
9200 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B
Fee Structure
Minimum Investment:$25K
Minimum Annual Fee:$10,000
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Contact
Laura Dillon
Location
175 Century Square Drive, Suite 300, College Station, TX, 77840
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley
November 2000 - May 2004 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
December 1998 - May 2004 · 5 yrs 5 mos
State Registrations24 states
CACOCTFLGAHIILINMAMDMIMTNCNENVNYOHOKPASCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Contact
Laura Dillon