VR
VR

Vijay Ramsarran

17 Years of Experience
3 Disclosures
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
234 clients
Average Client Portfolio
$203K average
Assets Under Management
$47.6M

Fee Structure

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Location

225 NE Mizner Blvd, Suite 530, Boca Raton, FL, 33432

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2011
Regulatory
October 2010
Final
Employment Separation After Allegations
September 2009
Other Business Activities

Vijay established Vijay A. Ramsarran P.A. on the recommendation of his accountant for tax planning purposes related to commissions from WestPark Capital, Inc. The corporation offers no services and is strictly for tax optimization.

Employment History
Current Registrations
Westpark Capital, INC.
February 2019 - Present · 7 yrs
Previous Registrations
Tower Square Securities, INC.Broker
March 2005 - September 2009 · 4 yrs 6 mos
Metlife Securities INC.Broker
February 2001 - March 2005 · 4 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2001 - March 2005 · 4 yrs 1 mo
Protective Group Securities CorporationBroker
October 1998 - February 2001 · 2 yrs 4 mos
State Registrations6 states
FLGAMSNCNJTX
Advisor
Exams
No exam information available for this advisor.
Vijay Ramsarran - Financial Advisor | TrueAdvisor