TB
TB
Thomas Benton
23 Years of Experience
Carlsbad, CA
2 DisclosuresBroker
Thomas Benton is a registered investment advisor at Destra Capital Advisors LLC, based in Carlsbad, CA, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 3 clients with $410M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
IM Fee
Planning only
Assets Under Management
$414.2M
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Location
Carlsbad, CA
Get directionsHistory
Regulatory History (2)
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Regulatory
November 2005Final
Criminal
May 1992Final Disposition
Employment History
Current Registrations
Destra Capital Advisors LLC
February 2018 - Present · 8 yrs 2 mos
Destra Capital Investments LLC
October 2012 - Present · 13 yrs 6 mos
Destra Capital Investments LLCBroker
October 2012 - Present · 13 yrs 6 mos
Previous Registrations
Prudential Annuities Distributors, INCBroker
November 2008 - December 2011 · 3 yrs 1 mo
Touchstone Securities, INC.Broker
October 2005 - November 2008 · 3 yrs 1 mo
State Street Research Investment Services, INC.Broker
May 2004 - May 2005 · 1 yr
Pioneer Funds Distributor, INC.Broker
January 2003 - April 2004 · 1 yr 3 mos
Mfs Fund Distributors, INC.Broker
May 2000 - January 2002 · 1 yr 8 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.