Michael William Wagner

Joseph Gunnar & CO., LLC

27 Years of Experience

7 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Joseph Gunnar & CO., LLC

Compensation

Fee-Only (AUM)

Firm Size

8 advisors

Number of Clients

53 clients

Average Client Portfolio

$641K average

Assets Under Management

$34.0M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

1000 Rxr Plaza, East Tower, Uniondale, NY, 11556

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2021

Settled

Customer Dispute

April 2013

Settled

Customer Dispute

May 2006

Denied

Customer Dispute

October 2004

Settled

Customer Dispute

June 2003

Withdrawn

Customer Dispute

February 2001

Closed-No Action

Customer Dispute

January 2001

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

Michael is a general partner of Buttonwood Select Opportunities Management Associates LLC and a member of Buttonwood H1 Management Associates LLC as a non-voting passive member. He also manages a website developed managed account business through American Pride Wealth Management Group, spending a few hours per week. Finally, Michael owns Goal Setter LLC, spending minimal time on securities trading to pay office bills.

Employment History

Current Registrations

Joseph Gunnar & CO., LLC

March 2016 - Present · 9 yrs 11 mos

Joseph Gunnar & CO. LLCBroker

May 2009 - Present · 16 yrs 9 mos

Previous Registrations

Joseph Gunnar & CO., LLC

May 2009 - June 2015 · 6 yrs 1 mo

Laidlaw & Company (UK) LTD.Broker

August 2004 - June 2009 · 4 yrs 10 mos

Sands Brothers & CO., LTD.Broker

April 2002 - August 2004 · 2 yrs 4 mos

Global Capital Securities CorporationBroker

January 2001 - March 2002 · 1 yr 2 mos

Murphy & DurieuBroker

May 2000 - December 2000 · 7 mos

American Investment Services, INC.Broker

July 1998 - May 2000 · 1 yr 10 mos

State Registrations43 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.