KS
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Karrie Southall

27 Years of Experience
Broker

Karrie Southall is a registered investment advisor, based in Richmond, VA, with 27 years of industry experience.

Location

1214 E. Cary St., Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karrie is the Chief Operating Officer at RiverFront Investment Group, LLC, and a Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS. She also serves as a board member for the College Foundation (UVA), Connor's Heroes, and Gamma Investing, LLC.

Employment History
Current Registrations
Alps Distributors, INC.Broker
May 2010 - Present · 15 yrs 11 mos
Riverfront Investment Group, LLC
June 2008 - Present · 17 yrs 10 mos
Previous Registrations
Wachovia Securities, LLC
November 2000 - June 2008 · 7 yrs 7 mos
Wachovia Securities, LLCBroker
October 1999 - June 2008 · 8 yrs 8 mos
First Union Capital Markets CORP.Broker
April 1999 - October 1999 · 6 mos
Branch, Cabell & CO., INC.Broker
March 1999 - April 1999 · 1 mo
State Registrations1 state
VA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Karrie Southall - Financial Advisor | TrueAdvisor