Brent Hoffman
Brent Hoffman is a registered investment advisor at Nations Financial Group, INC., based in Lawrence, KS, with 16 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,401 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nations Financial Group (NFGI) offers investment management services where fees are calculated as a percentage of the assets managed. These fees can vary depending on the specific advisor, client location, the types of investments, and the size of the account.
For individual portfolio management, pension consulting, and third-party manager programs, fees can be as high as 2.25% for discretionary and non-discretionary accounts. For all-inclusive wrap accounts, where transaction costs are included, fees can be up to 2.50%. For NFGI's 401k portfolios, fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%.
Location
3310 Mesa Way, Suite 101, Lawrence, KS, 66049
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2014Regulatory
December 2000Other Business Activities
Brent is the owner of Providence, LLC, a personal corporation for business expenses, and a partner at Fifteen:22 Financial Partners, an investment services firm, dedicating full-time hours to the latter. He also serves as an assistant wrestling coach at Lawrence Free State High School and chairs the Douglas County, KS Republican Party, spending about 10-20% of his time on the latter.
Employment History
Current Registrations
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Previous Registrations
Macarthur Strategies, INC.Broker
Costa Mesa Securities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.