TrueAdvisor
TrueAdvisor
BH
BH

Brent Herman Hoffman

Nations Financial Group, INC.
16 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Nations Financial Group, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only

Location

3310 Mesa Way, Suite 101, Lawrence, KS, 66049

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Settled
Regulatory
December 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brent is the owner of Providence, LLC, a personal corporation for business expenses, and a partner at Fifteen:22 Financial Partners, an investment services firm, dedicating full-time hours to the latter. He also serves as an assistant wrestling coach at Lawrence Free State High School and chairs the Douglas County, KS Republican Party, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Nations Financial Group, INC.
November 2010 - Present · 15 yrs 3 mos
Nations Financial Group, INC.Broker
October 2010 - Present · 15 yrs 4 mos
Previous Registrations
Macarthur Strategies, INC.Broker
November 1999 - April 2000 · 5 mos
Costa Mesa Securities, INC.Broker
April 1999 - October 1999 · 6 mos
State Registrations18 states
ALAZCACOFLGAILINKSMDMNMONENMOHOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brent Herman Hoffman - Financial Advisor | TrueAdvisor