Armando Fernandez

Ausdal Financial Partners, INC.

27 Years of Experience

6 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Ausdal Financial Partners, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

217 advisors

Number of Clients

10,402 clients

Average Client Portfolio

$205K average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

1980 Dominion Way, Suite 202, Colorado Springs, CO, 80918

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

June 2016

Final

Customer Dispute

April 2016

Settled

Customer Dispute

August 2012

Settled

Customer Dispute

November 2002

Denied

Customer Dispute

June 2002

Denied

Customer Dispute

July 2001

Settled

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Other Business ActivitiesSells Insurance

Armando owns Insignia Wealth Management, dedicating nearly full-time hours to this investment practice. He is also a member of 1TPTR Inc., an educational community of traders, spending about 10-20% of his time there, and an insurance agent, but devotes minimal time to insurance sales.