DR
DR

Diana Kay Rogers

27 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
806 clients
Average Client Portfolio
$162K average
Assets Under Management
$130.7M

Fee Structure

Minimum Investment:$200K
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Location

2201 Washington Ave, Ste 2, Conway, AR, 72032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diana is the owner of Rogers Financial Services, a support company/DBA, since 2013. The business name is used only for checking account and income tax filing purposes, requiring minimal time.

Employment History
Current Registrations
Trutoro
November 2014 - Present · 11 yrs 3 mos
TrutoroBroker
November 2014 - Present · 11 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - November 2014 · 5 yrs 10 mos
Raymond James Financial Services
October 2001 - January 2009 · 7 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 1999 - November 2014 · 15 yrs 7 mos
Metlife Securities INC.Broker
December 1998 - April 1999 · 4 mos
Metropolitan Life Insurance CompanyBroker
December 1998 - April 1999 · 4 mos
First Financial Brokerage Services, INC.Broker
August 1998 - November 1998 · 3 mos
State Registrations2 states
ARMT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Diana Kay Rogers - Financial Advisor | TrueAdvisor