JN
JN

Jerome Frank Niles

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
235 clients
Average Client Portfolio
$177K average
Assets Under Management
$41.6M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

DS may charge a lesser fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

725 Fifth Ave., 23rd Fl., New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Dominari Securities LLC
April 2023 - Present · 2 yrs 10 mos
Dominari Securities LLCBroker
April 2023 - Present · 2 yrs 10 mos
Previous Registrations
Revere Securities LLCBroker
January 2021 - April 2023 · 2 yrs 3 mos
Morgan Stanley
May 2013 - January 2021 · 7 yrs 8 mos
Morgan StanleyBroker
May 2013 - January 2021 · 7 yrs 8 mos
Oppenheimer & CO. INC.
March 2009 - May 2013 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
January 2009 - May 2013 · 4 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2003 - January 2009 · 5 yrs 7 mos
Sands Brothers & CO., LTD.Broker
December 1998 - November 2003 · 4 yrs 11 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Jerome Frank Niles - Financial Advisor | TrueAdvisor