Patrick Fay is a registered investment advisor at HUB Investment Partners, LLC, based in Omaha, NE, with 26 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,317 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $7.0M | 0.75% |
| $7.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
11516 Miracle Hills Dr., Suite 100, Omaha, NE, 68154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick is a retirement plan advisor for Hub International Great Plains, LLC and Hub Investment Advisors, Inc., dedicating full-time hours to each. He is also a registered representative with M Holdings Securities, Inc. and Hub International Investment Services, Inc., spending minimal time on these roles.
Employment History
Current Registrations
HUB Investment Partners, LLC
HUB International Investment Services INC.
HUB International Investment Services INC.Broker
HUB Investment Advisors, INC
M Holdings Securities, INC.Broker
Previous Registrations
Silverstone Asset Management INC
M Holdings Securities, INC.
Northern Lights Distributors, LLCBroker
Securities America, INC.Broker
Aquarius Fund Distributors, LLCBroker
Orbitex Funds Distributor, INC.Broker
H.D. Vest Investment Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
New England SecuritiesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.