Simon Arrata is a registered investment advisor at Traynor Capital Management, based in Brookville, NY, with 25 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 985 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.75% |
All fees are negotiable based upon a number of factors including, but not limited to, the client's objective, family or other related accounts, amount of assets under management, and the investment strategy(ies) employed.
Fee Estimator
Location
Brookville, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Simon is the owner of Cooperative Financial, LLC, an advisory firm, dedicating about half of his time to managing the company. He also owns rental properties, spending minimal time on this activity.
Employment History
Current Registrations
Traynor Capital Management
Previous Registrations
Harvest USABroker
Sowell Management
Targeted Financial Services, LLC
Triad Advisors LLCBroker
Harvest USABroker
Fidelity Investments Institutional Services Company, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Prudential Securities IncorporatedBroker
State Registrations1 state
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