Sandy Moi
Sandy Moi is a registered investment advisor at Wpm Wealth Advisors LLC, based in Saratoga Springs, NY, with 27 years of industry experience. Sandy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 353 clients with $72M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WPM Wealth Advisors offers portfolio management services under a wrap fee program. The annual fee ranges from 0.00% to 3.00% of your portfolio, and the fees are negotiable. The fee covers transaction costs. Fees are paid in advance on a quarterly basis, calculated using the value of your portfolio on the last business day of the prior billing period. If you terminate the agreement, you'll receive a prorated refund of any unearned fees.
Location
63 Putnam Street, Suite 202, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sandy is a manager at Sandy S. Moi, CPA LLC, an accounting firm, and Allsafe Insurance Brokerage Inc. Sandy spends nearly full-time hours on these businesses, with a small amount of additional time outside of trading hours, and derives 100% of their compensation from them.
Employment History
Current Registrations
Wpm Wealth Advisors LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.