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Dante Fichera

19 Years of Experience
Austin, TX
Broker

Dante Fichera is a registered investment advisor at Independent Investment Bankers CORP., based in Austin, TX, with 19 years of industry experience. Dante operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
N/A
Firm Size
3 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

600 Congress Avenue, 14th Floor, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Independent Investment Bankers CORP.
December 2016 - Present · 9 yrs 4 mos
Independent Investment Bankers, CORP.Broker
May 2011 - Present · 14 yrs 11 mos
Previous Registrations
Transcend CapitalBroker
May 2011 - July 2012 · 1 yr 2 mos
Microventure Marketplace INC.Broker
August 2010 - February 2012 · 1 yr 6 mos
Reuven Enterprises Securities Division, LLCBroker
August 2010 - February 2012 · 1 yr 6 mos
Peyton, Chandler & Sullivan, INC.Broker
August 2010 - December 2010 · 4 mos
Viewpoint Securities, LLCBroker
May 2010 - November 2011 · 1 yr 6 mos
Psco International Distributors LTD. LLCBroker
May 2010 - November 2010 · 6 mos
Tejas Securities Group, INC.
July 2009 - January 2010 · 6 mos
Tejas Securities Group, INC.Broker
June 2009 - January 2010 · 7 mos
Cabrillo Broker, L.L.CBroker
May 2009 - July 2009 · 2 mos
Financial Advisers of America, LLC
March 2009 - May 2009 · 2 mos
Financial Advisers of America, LLCBroker
March 2009 - May 2009 · 2 mos
Xnergy Financial CorporationBroker
April 2008 - April 2008 · 0 mos
Independent Brokers LLCBroker
February 2008 - July 2009 · 1 yr 5 mos
Midpoint Financial Services, INC.Broker
January 2008 - December 2008 · 11 mos
Shp Securities, LLCBroker
October 2007 - August 2008 · 10 mos
Girard Securities, INC.
July 2007 - February 2009 · 1 yr 7 mos
Girard Securities, INC.Broker
November 2006 - February 2009 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1998 - March 1999 · 8 mos
State Registrations33 states
ALAZCACOCTDCFLGAIDILINKSLAMAMDMNMONCNHNJNMNVNYOHOKORPASDTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dante Fichera - Financial Advisor | TrueAdvisor