JF
JF

Jonathan Frame

22 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M
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Location

San Tan Valley, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jonathan is a co-owner of Wicked Graphics, LLC, a commercial printing business, dedicating a few hours per week to this activity. He also works as a compliance consultant for Bristal Lane Group.

Employment History
Current Registrations
Thurston Springer Financial
January 2025 - Present · 1 yr 1 mo
Thurston Springer FinancialBroker
January 2025 - Present · 1 yr 1 mo
Quincy Wells Advisors, LLC
March 2024 - Present · 1 yr 11 mos
Peak Brokerage Services, LLC
August 2023 - Present · 2 yrs 6 mos
Peak Brokerage Services, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Igm BrokerageBroker
March 2024 - July 2024 · 4 mos
Oneamerica Securities, INC.Broker
February 2010 - June 2023 · 13 yrs 4 mos
Oneamerica Securities, INC.
January 2010 - June 2023 · 13 yrs 5 mos
1717 Capital Management Company
March 2008 - May 2008 · 2 mos
1717 Capital Management Company
March 2006 - March 2008 · 2 yrs
Nationwide Securities, INC.Broker
February 2006 - May 2008 · 2 yrs 3 mos
1717 Capital Management CompanyBroker
February 2006 - May 2008 · 2 yrs 3 mos
1st Global Capital CORP.Broker
May 2004 - February 2005 · 9 mos
Wells Fargo Investments, LLC
December 2003 - May 2004 · 5 mos
Wells Fargo Investments, LLCBroker
December 2003 - May 2004 · 5 mos
H.D. Vest Investment ServicesBroker
December 2000 - December 2003 · 3 yrs
State Registrations2 states
AZIL
AdvisorBroker
Exams
No exam information available for this advisor.