KS
KS

Keith Seger

26 Years of Experience
BrokerSells Insurance

Keith Seger is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Cincinnati, OH, with 26 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities.

Compensation
N/A
Firm Size
15 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

191 Rosa Parks, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Keith works full-time as VP-Head of New Business Contracting and Compensation for MassMutual Ascend Life Insurance Company's Annuity Operations division. The company issues annuities, including registered annuity products.

Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
September 2016 - Present · 9 yrs 7 mos
Mm Ascend Life Investor Services, LLCBroker
March 2007 - Present · 19 yrs 1 mo
Previous Registrations
Bisys Fund Services Limited PartnershipBroker
August 2005 - June 2006 · 10 mos
Great American Advisors, INC.Broker
January 1999 - April 2005 · 6 yrs 3 mos
John Hancock Distributors, INC.Broker
June 1998 - December 1998 · 6 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.