Richard Rochester Lee

CFA · CFP

Lee Financial Company, LLC

37 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net WorthFinancial Planning & CoachingTax PlanningCharitable Giving

Lee Financial Company, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

29 advisors

Number of Clients

431 clients

Average Client Portfolio

$3.5M average

Assets Under Management

$1.5B

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $10.0M	1.00%
$10.0M - $20.0M	0.75%
$20.0M - $30.0M	0.50%
$30M+	0.35%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Contact

Richard Rochester Lee

Location

8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2010

Settled

Customer Dispute

June 2010

Settled

Customer Dispute

May 2010

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Richard is on the board of directors of Wynne/Jackson Inc., a real estate development firm, and is compensated for his services. However, he has not devoted any time to this board in several years.