Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
843,555 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1437.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

600 5th Avenue South, Suite 210, Naples, FL, 34102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jeffrey is a director at Karen Cunningham Memorial Foundation, Inc., a nonprofit charitable organization, since 2022. He helps manage the financial affairs of the organization, including collecting, distributing funds, and investing charitable donations.

Employment History
Current Registrations
Charles Schwab Investment Management, INC
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wasmer Schroeder
October 2009 - July 2020 · 10 yrs 9 mos
Private Capital Management, LP
May 2006 - April 2008 · 1 yr 11 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.