TC
TC

Thomas Edgar Casey

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
192 clients
Average Client Portfolio
$6.7M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$5M
Financial Planning:Included in AUM fee
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Location

15720 Brixham Hill Ave, Suite 300, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a managing member of Pacific Plunders, LLC, IP Group, LLC, Intellectus Ventures, and Intellectus Capital, LLC, all investment-related businesses. He also serves on the board of advisors for Marcus & Associates, LLC, an executive recruiting firm for life sciences, dedicating minimal time to this role.

Employment History
Current Registrations
Intellectus Partners, LLC
June 2015 - Present · 10 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2015 - March 2016 · 8 mos
Deutsche Bank Securities INC.
June 2004 - July 2015 · 11 yrs 1 mo
Deutsche Bank Securities INC.Broker
June 2004 - July 2015 · 11 yrs 1 mo
Lehman Brothers INC.
May 2004 - June 2004 · 1 mo
Lehman Brothers INC.Broker
October 2000 - June 2004 · 3 yrs 8 mos
Manequity, INC.Broker
August 1998 - August 1999 · 1 yr
State Registrations2 states
CANC
Advisor
Exams
No exam information available for this advisor.