Michael Carroll is a registered investment advisor, based in Rye, NY, with 26 years of industry experience.
Location
Rye, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a Senior Vice President and Regional Director at Aristotle Capital Management, LLC since 2014. This role takes nearly full-time hours, with 95% of the time spent during trading hours.
Employment History
Current Registrations
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 6 mos
Aristotle Capital Management, LLC
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
Imst Distributors, LLCBroker
September 2014 - October 2023 · 9 yrs 1 mo
Grandfund Investment Group, LLCBroker
April 2014 - June 2014 · 2 mos
Arden Securities LLCBroker
July 2012 - April 2014 · 1 yr 9 mos
Highmark Funds Distributors, LLCBroker
January 2011 - July 2012 · 1 yr 6 mos
Pacific Cornerstone Capital IncorporatedBroker
April 2009 - December 2010 · 1 yr 8 mos
Foreside Fund Services, LLCBroker
January 2007 - January 2009 · 2 yrs
Blackrock Investments, INC.Broker
September 2006 - March 2007 · 6 mos
Blackrock Investment Management LLC
September 2006 - March 2007 · 6 mos
Merrill Lynch Investment Managers LP
November 2003 - September 2006 · 2 yrs 10 mos
Fam Distributors, INC.Broker
November 2003 - September 2006 · 2 yrs 10 mos
Strong Capital Management INC
June 2001 - October 2003 · 2 yrs 4 mos
Strong Investments, INC.Broker
July 2000 - October 2003 · 3 yrs 3 mos
Kemper Distributors, INC.Broker
August 1998 - July 2000 · 1 yr 11 mos
State Registrations13 states
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AdvisorBroker
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Exams
No exam information available for this advisor.