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Amy Arnold

23 Years of Experience
BrokerSells Insurance

Amy Arnold is a registered investment advisor, based in Ann Arbor, MI, with 23 years of industry experience.

Location

3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Amy is the Chief Due Diligence Officer at Concorde Asset Management, LLC, and is involved with Concorde Holdings, Inc. and Concorde Insurance Agency, Inc., all starting in December 2020 and requiring full-time commitment. Amy also co-owns L&A Outdoors, an RV rental business, dedicating a few hours per week during non-trading hours and minimal time during trading hours.

Employment History
Current Registrations
Concorde Asset Management, LLC
December 2020 - Present · 5 yrs 4 mos
Concorde Investment Services, LLCBroker
December 2020 - Present · 5 yrs 4 mos
Previous Registrations
American Alternative Capital, LLCBroker
July 2022 - February 2024 · 1 yr 7 mos
Bbva Wealth Solutions INC.
September 2020 - December 2020 · 3 mos
Bbva Securities INC.Broker
September 2020 - December 2020 · 3 mos
Triloma Securities, LLCBroker
August 2016 - August 2019 · 3 yrs
Investment Advisors
June 2006 - July 2016 · 10 yrs 1 mo
Proequities, INC.Broker
June 2006 - July 2016 · 10 yrs 1 mo
Amsouth Investment Management Company LLC
July 2005 - June 2006 · 11 mos
Amsouth Investment Services, INC.Broker
November 2001 - June 2006 · 4 yrs 7 mos
State Registrations2 states
ALMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amy Arnold - Financial Advisor | TrueAdvisor