TrueAdvisor
TrueAdvisor
EL
EL

Edward Reed Laughlin

Westminster Financial Advisory CORP
53 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningInsurance PlanningBusiness Owners
Westminster Financial Advisory CORP
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
2,022 clients
Average Client Portfolio
$606K average
Assets Under Management
$1.2B

Fee Structure

Location

1001 Bricknell Bay Drive Suite 2720, Miami, FL, 33131

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 1977
Regulatory
March 1977
Final
Employment Separation After Allegations
September 1976
Customer Dispute
December 1972
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Westminster Financial Advisory CORP
May 2017 - Present · 8 yrs 9 mos
Westminster Financial Securities, INC.Broker
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wunderlich Securities, INC.
February 2015 - May 2017 · 2 yrs 3 mos
Wunderlich Securities, INC.Broker
January 2015 - May 2017 · 2 yrs 4 mos
Dominick & Dominick LLC
September 2011 - January 2015 · 3 yrs 4 mos
Dominick & Dominick LLCBroker
July 2011 - January 2015 · 3 yrs 6 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - July 2011 · 8 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 1997 - January 2003 · 5 yrs 3 mos
Sbc Warburg Dillon Read INC.Broker
March 1991 - November 1997 · 6 yrs 8 mos
Painewebber IncorporatedBroker
January 1980 - February 1991 · 11 yrs 1 mo
Paine, Webber, Jackson & Curtis IncorporatedBroker
August 1978 - January 1980 · 1 yr 5 mos
Drexel Burnham Lambert IncorporatedBroker
January 1977 - November 1982 · 5 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
December 1976 - August 1978 · 1 yr 8 mos
Drexel Burnham & CO. IncorporatedBroker
February 1976 - January 1977 · 11 mos
Drexel Burnham & CO. IncorporatedBroker
April 1975 - February 1976 · 10 mos
Dupont Glore Forgan IncorporatedBroker
November 1971 - June 1973 · 1 yr 7 mos
Shearson, Hammill & CO., IncorporatedBroker
July 1970 - December 1971 · 1 yr 5 mos
State Registrations5 states
CACTFLNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.