WR
CFA
WR
CFA

William J Romig

27 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
277 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$303.9M

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $300K1.50%
$300K - $600K1.30%
$600K - $1.2M1.10%
$1.2M - $2.4M1.00%
$2.4M - $5.0M0.90%
$5.0M - $10.0M0.80%
$10M+0.80%

Fees negotiable for assets over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1955 156th Avenue Ne, Bellevue, WA, 98007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a one-third owner in Katz View, LLC, which owns a vacation rental property, since January 2020. He dedicates a few hours per week to this activity, and it is not investment-related.

Employment History
Current Registrations
Strait & Sound
November 2025 - Present · 3 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2017 - November 2025 · 8 yrs 3 mos
J.P. Morgan Securities LLCBroker
August 2017 - November 2025 · 8 yrs 3 mos
Scottrade Investment Management
March 2017 - August 2017 · 5 mos
Scottrade, INC.Broker
September 1998 - August 2017 · 18 yrs 11 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.