4350 Congress Street, Suite 1000, Charlotte, NC, 28209
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →John is a Director/Fixed Income Platform Manager at Sterling Capital Management, a Registered Investment Advisor. He spends nearly full-time on marketing and business development as an external wholesaler.