James Luippold
James Luippold is a registered investment advisor at Private Client Services, LLC, based in Walnut Creek, CA, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the owner of Castle Rock Wealth Management LLC, a registered investment advisor, dedicating full-time hours to it. He also engages in insurance sales with various carriers and is involved in real estate investment as a partner at Upper Left Quadrant.
Employment History
Current Registrations
Private Client Services, LLCBroker
Castle Rock Wealth Management, LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
Horizon Wealth Group, LLC.
Horizon Wealth Group, LLC.
First Allied Securities, INC.Broker
Geneos Wealth Management, INC.Broker
Securities America, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.