James Rickard
James Rickard is a registered investment advisor at Fundamental Investment Alliance Group, INC., based in Oldsmare, FL, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees may be negotiable. Discounts may be offered to family members and friends of associated persons.
Fee Estimator
Location
Oldsmare, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as a Certified Public Accountant at Rickard & Assoc., PA. This is a full-time position.
Employment History
Current Registrations
Fundamental Investment Alliance Group, INC.
Previous Registrations
Fundamentals 1st Advisory LLC
State Registrations1 state
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