AB
CFP
AB
CFP

Adam Michael Brooks

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
551 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$571.0M

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $750K1.25%
$750K - $1.5M1.00%
$1.5M - $5.0M0.85%
$5.0M - $15.0M0.75%
$15M+0.75%

Fees are negotiable for accounts over $15,000,000. Using the previous tier's fee percentage as the starting point for negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8737 E. Via De Commercio, Suite 100, Scottsdale, AZ, 85258

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is a managing partner of Altamira Properties, LLC, an owner-occupied commercial building, spending a few hours per week. He also owns a personal rental property and dedicates minimal time to it, and assists clients in accessing annuities and insurance protection through Highland Capital, an MGA, spending minimal time on this activity.

Employment History
Current Registrations
Able Financial Group, LLC
January 2023 - Present · 3 yrs 1 mo
Private Client Services, LLCBroker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
May 2006 - February 2023 · 16 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2006 - February 2023 · 16 yrs 9 mos
RBC Dain Rauscher INC.
April 2002 - June 2006 · 4 yrs 2 mos
RBC Dain Rauscher INC.Broker
March 2001 - June 2006 · 5 yrs 3 mos
Washington Square Securities, INC.Broker
May 1998 - April 2001 · 2 yrs 11 mos
State Registrations37 states
AZCACOCTDCFLGAHIIAIDILINKSLAMAMDMEMIMNMONCNJNMNVNYOHORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.