Risa Sistos is a registered investment advisor, based in San Francisco, CA, with 27 years of industry experience.
Location
400 Howard Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investments, LLCBroker
January 2012 - Present · 14 yrs 3 mos
Blackrock Fund Advisors
February 2008 - Present · 18 yrs 2 mos
Previous Registrations
Blackrock Fund Distribution CompanyBroker
November 2009 - December 2011 · 2 yrs 1 mo
Blackrock Execution ServicesBroker
February 2008 - September 2014 · 6 yrs 7 mos
Wells Fargo Funds Management, LLC
October 2005 - January 2008 · 2 yrs 3 mos
Wells Fargo Funds Distributor, LLCBroker
October 2005 - January 2008 · 2 yrs 3 mos
First Allied Securities, INC.Broker
June 2005 - September 2005 · 3 mos
Round Hill Securities, INC.Broker
July 2000 - June 2005 · 4 yrs 11 mos
Select Capital CorporationBroker
July 1999 - July 2000 · 1 yr
Franklin/templeton Distributors, INC.Broker
September 1998 - June 1999 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.