John Pieroni
John Pieroni is a CFP-designated registered investment advisor at LPL Financial LLC, based in Williamsville, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6500 Sheridan Drive, Suite 200, Williamsville, NY, 14221
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Regulatory History (1)
Customer Dispute
September 2016Other Business ActivitiesSells Insurance
John volunteers at Buffalo City Mission, a relief mission for the homeless. He is also a partner at WNY Asset Management, dedicating all of his time to client relations and financial planning, and sells health, life, term care, and annuity insurance products, dedicating minimal time to this.
Employment History
Current Registrations
LPL Financial LLCBroker
Wny Asset Management, LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Securities America, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Eq Financial Consultants, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.