Brent Nelson
Brent Nelson is a registered investment advisor at Stonex Advisors INC., based in Birmingham, AL, with 27 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (7)
Customer Dispute
August 2024Investigation
May 2007Regulatory
June 2002Regulatory
December 2001Customer Dispute
February 2001Employment Separation After Allegations
January 2000Employment Separation After Allegations
June 1999Other Business ActivitiesSells Insurance
Brent works as an agent and advisor, focusing on fixed indexed products. He dedicates a few hours per week to this business, with minimal time spent during market hours.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Iar Securities CORP.Broker
Ac Financial, INC.Broker
Fairchild Financial Group, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.