Darren Anthony Brich

Hartford Funds

27 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

October 2020 - Present · 5 yrs 4 mos

Hartford Funds Distributors, LLCBroker

October 2020 - Present · 5 yrs 4 mos

Hartford Funds Distributors, LLC

October 2020 - Present · 5 yrs 4 mos

Previous Registrations

Nuveen Asset Management, LLC

April 2011 - August 2020 · 9 yrs 4 mos

Nuveen Securities, LLCBroker

January 2011 - August 2020 · 9 yrs 7 mos

Quasar Distributors, LLCBroker

June 2005 - January 2011 · 5 yrs 7 mos

Deutsche Investment Management Americas INC.

July 2003 - April 2005 · 1 yr 9 mos

Scudder Distributors, INC.Broker

May 1998 - April 2005 · 6 yrs 11 mos

State Registrations3 states

ILMNWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.