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AG
AG

Allen Mathue Gonzalez

Kovack Advisors, INC.
27 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Kovack Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
268 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Customer Dispute
April 2003
Denied
Customer Dispute
October 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen spends most of his time (84%) as a managing member at AMG Legacy Planning, focusing on financial planning, advertising, and marketing. He also dedicates minimal time to fixed insurance sales, managing AMG Capital LLC, working as a notary, and auto leasing through It's A Fine Ride.

Employment History
Current Registrations
Kovack Securities INC.Broker
May 2014 - Present · 11 yrs 9 mos
Kovack Advisors, INC.
May 2014 - Present · 11 yrs 9 mos
Previous Registrations
Capital Guardian Wealth Management, LLC
May 2009 - May 2014 · 5 yrs
Capital Guardian, LLCBroker
May 2009 - May 2014 · 5 yrs
Raymond James Financial Services
September 2003 - May 2009 · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2003 - May 2009 · 6 yrs 1 mo
Banc of America Investment Services, INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Banc of America Investment Services, INC.
March 2001 - May 2003 · 2 yrs 2 mos
Wm Financial Services, INC.Broker
November 1998 - March 2001 · 2 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.