Allen Gonzalez is a registered investment advisor, based in Ft. Lauderdale, FL, with 27 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History (3)
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Customer Dispute
November 2011Denied
Customer Dispute
April 2003Denied
Customer Dispute
October 2002Denied
Other Business ActivitiesSells Insurance
Allen spends most of his time (84%) as a managing member at AMG Legacy Planning, focusing on financial planning, advertising, and marketing. He also dedicates minimal time to fixed insurance sales, managing AMG Capital LLC, working as a notary, and auto leasing through It's A Fine Ride.
Employment History
Current Registrations
Kovack Advisors, INC.
May 2014 - Present · 11 yrs 11 mos
Kovack Securities INC.Broker
May 2014 - Present · 11 yrs 11 mos
Previous Registrations
Capital Guardian Wealth Management, LLC
May 2009 - May 2014 · 5 yrs
Capital Guardian, LLCBroker
May 2009 - May 2014 · 5 yrs
Raymond James Financial Services
September 2003 - May 2009 · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2003 - May 2009 · 6 yrs 1 mo
Banc of America Investment Services, INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Banc of America Investment Services, INC.
March 2001 - May 2003 · 2 yrs 2 mos
Wm Financial Services, INC.Broker
November 1998 - March 2001 · 2 yrs 4 mos
State Registrations13 states
ALAZCACODEFLGAMDMIMONJNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.