KG
KG

Karen Pardieck Grindlay

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

250 E. 96th Street, Suite 200, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karen is a general partner in Miller Building Partnership, a real estate rental partnership, spending minimal time on it. She also provides investment advisory services through Charter Advisory Corporation, dedicating about 10-20% of her time, and serves as President of Grindlay & Grindlay, PC, a tax preparation/accounting firm, spending nearly full-time hours during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 5 mos
Charter Advisory Corporation
September 1999 - Present · 26 yrs 5 mos
Previous Registrations
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Titan/value Equities Group, INC.Broker
March 1998 - March 1999 · 1 yr
State Registrations5 states
ALFLINKYNE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.