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Alvaro Torres

24 Years of Experience
1 DisclosureBroker
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
250 advisors
Number of Clients
9,894 clients
Average Client Portfolio
$456K average
Assets Under Management
$4.5B

Fee Structure

Minimum Annual Fee:$200
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Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Closed-No Action
Other Business Activities

Alvaro works as a real estate agent for Weichert Realtors Capella Estates since 2017, representing buyers of residential property. This takes about 10-20% of his time, primarily on weekends.

Employment History
Current Registrations
Stonex Advisors INC.
November 2020 - Present · 5 yrs 3 mos
Stonex Securities INC.Broker
August 2020 - Present · 5 yrs 6 mos
Previous Registrations
SA Stone Investment Advisors INC.
October 2020 - October 2020 · 0 mos
Citigroup Global Markets INC.
August 2013 - February 2017 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
August 2013 - February 2017 · 3 yrs 6 mos
J.P. Morgan Securities LLC
October 2012 - July 2013 · 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2013 · 9 mos
Chase Investment Services CORP.Broker
February 2012 - October 2012 · 8 mos
Chase Investment Services CORP.
February 2012 - October 2012 · 8 mos
UBS Financial Services INC.
January 2010 - February 2012 · 2 yrs 1 mo
UBS Financial Services INC.Broker
January 2010 - February 2012 · 2 yrs 1 mo
UBS International INC.
May 2003 - January 2010 · 6 yrs 8 mos
UBS International INC.Broker
June 2002 - January 2010 · 7 yrs 7 mos
UBS International INC.
June 2002 - May 2003 · 11 mos
UBS Painewebber INC.
March 1998 - June 2002 · 4 yrs 3 mos
UBS Painewebber INC.Broker
March 1998 - June 2002 · 4 yrs 3 mos
State Registrations5 states
CAFLNYTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.