Benjamin Hill is a CFP-designated registered investment advisor, based in Westlake Village, CA, with 28 years of industry experience.
Location
2629 Townsgate Road, Suite 215, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004Settled
Customer Dispute
November 2002Settled
Other Business ActivitiesSells Insurance
Benjamin is the President of Wealth Enhancement & Preservation, Inc. and Galt Financial Group, Inc., spending about half his time on each. He also serves as treasurer of the Pat Tillman Foundation, dedicating minimal time, and is a life insurance agent, spending minimal time on that.
Employment History
Current Registrations
Galt Financial Group, INC.Broker
September 2008 - Present · 17 yrs 7 mos
Wealth Enhancement & Preservation, INC.
January 2003 - Present · 23 yrs 3 mos
Previous Registrations
Manchester Financial INC
June 2005 - August 2008 · 3 yrs 2 mos
Associated Planners Investment Advisory INC
August 1999 - August 2008 · 9 yrs
Associated Securities CORP.Broker
December 1997 - August 2008 · 10 yrs 8 mos
State Registrations10 states
AZCAHINVNYOHORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.