Hoa Thi Le

Transcend Capital Advisors, LLC

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Transcend Capital Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

19 advisors

Number of Clients

1,065 clients

Average Client Portfolio

$2.9M average

Assets Under Management

$3.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

7 Giralda Farms, Suite 300, Madison, NJ, 07940

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Hoa is dually-registered with Transcend Capital Advisors, LLC and Purshe Kaplan Sterling Investments, Inc. About 90% of Hoa's time is dedicated to services as an investment advisor representative, with the remainder as a registered representative.